Security Incident Coordination at the RIPE NCC !?
                                                          Karrenberg

                ____________________________________________________




                           Security Incident Coordination
                                 at the RIPE NCC ?!


                                 Daniel Karrenberg

                                 Document: ripe-149
                              Date: October 30th 1996





    Scope

                This document describes why the RIPE NCC should pro-
                vide security incident coordination for the European
                Internet service providers.  It presents the posi-
                tion of the RIPE NCC.  Discussion and comments to
                the author are very welcome.


    Summary

                A TERENA pilot project for security incident coordi-
                nation is due to start in Q1/1997.  After reviewing
                the description of the pilot service we concluded
                that the NCC should provide this service because
                this is in the interest of the European ISPs.  The
                RIPE NCC will submit and publish a proposal to exe-
                cute the pilot.  We call on the ISPs to support this
                and to commit financial contributions in order to
                firmly establish their interest in such a service
                and to help make it a success.


    Background

                The need for security incident coordination in
                Europe has been undisputed for quite some time.  Yet
                no initiative to set up such a service has gathered
                sufficient momentum to come to fruition.  After
                thorough preparatory work by its CERT task force
                TERENA has recently issued a closed call for propos-
                als for a pilot service dubbed SIRCE (Security Inci-
                dent Response Coordination in Europe).  The RIPE NCC
                is one of the recipients of this call.  At their
                annual meeting the RIPE NCC contributors committee
                authorised the RIPE NCC to respond to such a call if
                the service was beneficial to the contributors and
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                this activity was funded separately from NCC core
                activities.


    The SIRCE Pilot Project

                The service described in the call for proposals
                explicitly excludes the handling of incidents
                itself.  SIRCE is strictly limited to basic incident
                coordination.  The actual handling of incidents is
                done by incident response teams (IRTs) operated by
                ISPs and others.  Incident coordination includes the
                setting up of contacts and trusted information chan-
                nels between IRTs, tracking who is working on a par-
                ticular incident and keeping the IRTs involved
                informed about progress.  In addition to incident
                coordination itself, SIRCE will provide support
                functions for IRTs such as helping new IRTs to start
                up, organising meetings and publishing general
                information about incident response.


                For details about the services see the task force
                report at ftp://ftp.ripe.net/ripe/misc/cert-eu.ps
                and the RIPE NCC proposal (to be published).


                The two things that remain unclear about the pilot
                project are the funding and the way the project is
                going to be managed by TERENA.  TERENA expects to
                obtain funding but does not give any particulars.
                Also the changeover from the pilot to a regular ser-
                vice is not addressed at present.


    Time Schedule

                The call for proposals was received at the NCC on
                October 4th.  Proposals are due by November 1st.
                Interviews with short-listed candidates are sched-
                uled for the beginning of December and TERENA
                expects to decide on the execution of the pilot by
                December 31st.  The pilot is due to start Q1/1997.


    The Internet Service Providers

                After considering the description of the pilot ser-
                vice we believe that the ISPs have an interest to
                see this pilot executed at the RIPE NCC.  ISPs are
                currently handling incidents within their own
                infrastructure and possibly customer infrastructures
                as well.  Whether an ISP currently has an IRT as
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                such does not really matter as we expect them to
                have at least informal structures to deal with secu-
                rity incidents.  We observe that there is a general
                interest in coordination but no focus as yet.  The
                project will provide such a focus.  We also expect
                that ISPs have an interest in coordination focussed
                on their needs rather than those of others such as
                software/hardware vendors, governments, news media
                and law enforcement agencies.  In case of conflicts
                the RIPE NCC will clearly choose to defend the
                interests of the ISPs.  In addition ISPs also have
                an interest to have this sensitive function executed
                by an organisation that is neutral and impartial vis
                a vis the interests of different ISPs involved.


    The RIPE NCC

                The NCC is ideally suited for providing this service
                for a number of reasons:


                  o  we are already serving the ISPs who are the
                     main target group,


                  o  we already have relationships of trust with
                     ISPs,


                  o  we already have years of coordination experi-
                     ence on the scale required including the knowl-
                     edge and the tools to make it work,


                  o  we are already accepted as being neutral and
                     impartial vis a vis different ISPs,


                  o  we already maintain the RIPE database which is
                     very frequently used to find contacts for inci-
                     dent coordination,

                  o  we have a solid track record of piloting ser-
                     vices and turning them into stable and reliable
                     operational services.



    Funding

                We believe that finding the funding of the pilot
                project should not be left totally to TERENA but
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                rather that as many ISPs as possible should con-
                tribute from the outset.  The main reason is to
                clearly establish that a real interest exists in the
                ISP community.  Secondary reasons are to establish
                influence by the target community as early as possi-
                ble and to facilitate transition to a normal ser-
                vice.

                We also believe that the level of resources for the
                pilot envisioned by TERENA is too low to guarantee a
                successful service for the size of community we
                expect.  So additional funds will be needed.

                The NCC has a proven mechanism of running pilot pro-
                jects funded by interested parties, which can
                quickly be turned into regular services.  Exactly
                when this would happen and whether the SIRCE service
                will be either a core service funded by all NCC con-
                tributors or an additional service funded only by a
                subset of contributors is to be decided later on.
                TERENA aims for a pilot taking "no longer than 2.5
                years".  We will aim for an operational service by
                Q1/1998.

                The expected benefits for those funding the pilot
                are:

                  o  preferred service and support, non-contributors
                     will receive service on a time-permitting basis
                     when there are no requests from contributors;


                  o  direct channels such as private mailing list
                     for contributors to discuss directions and
                     influence pilot;


                  o  public credit for their contribution.


                In the unlikely case that there will be no signifi-
                cant funding commitments from the ISP community, we
                will have to conclude that interest is not suffi-
                cient and the RIPE NCC will have to withdraw its
                proposal.



    TERENA Involvement

                We believe that TERENA should be involved in manag-
                ing the pilot project because its CERT task force
                has outstanding expertise and they have spent
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                significant resources to define SIRCE services in a
                way that is right and very useful for ISPs.  They
                also have significant support from existing IRTs.

                With the pilot being executed at the NCC and the
                ISPs contributing to the funding everyone wins; TER-
                ENA wins by getting credit for taking the lead and
                managing the pilot, the ISPs win by getting a ser-
                vice responsive to their needs and interests earlier
                than without TERENA's initiative.  There will gener-
                ally be low entropy.

                The situation is somewhat awkward as the NCC cur-
                rently is formally part of TERENA.  This can be
                overcome since NCC is managed very independently and
                the principle of formal separation of the NCC from
                TERENA by Q1/1998 has already been agreed by all
                involved parties.  TERENA has also taken care that
                proposal review process is fully independent and
                neutral.


    Further Actions

                Time for further actions is short because of the
                tight time schedule.

                The NCC will respond to the call for proposals by
                November 1st.  The proposal will include the poli-
                cies described above, propose ISP funding to TERENA
                and request discussions about project management.
                It will state that we have called for support from
                our community including financial contributions.  It
                will reserve to withdraw at the interview stage if
                support should be insufficient at that time.

                We will publish our proposal on November 4th includ-
                ing a call for support and funding commitments for
                the pilot.

                ISPs should react to the call for funding commit-
                ments as quickly as possible but before November
                27th.

                We will keep the community informed about further
                developments.







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