NETMOD Working Group K. Watsen, Ed.
Internet-Draft Watsen Networks
Intended status: Standards Track 22 February 2026
Expires: 26 August 2026
XML Encoding of Data Modeled with YANG
draft-yn-netmod-yang-xml-01
Abstract
This document defines encoding rules for representing YANG modeled
configuration data, state data, parameters of Remote Procedure Call
(RPC) operations or actions, and notifications defined using XML.
Discussion Venues
This note is to be removed before publishing as an RFC.
Discussion of this document takes place on the Network Modeling
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This document is developed on GitHub at https://github.com/netmod-wg/
yang-xml). If you wish to contribute, please consider opening a pull
request (PR). See the README file for details.
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This Internet-Draft will expire on 26 August 2026.
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Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
2. Terminology and Notation . . . . . . . . . . . . . . . . . . 3
3. Properties of the XML Encoding . . . . . . . . . . . . . . . 4
4. Names and Namespaces . . . . . . . . . . . . . . . . . . . . 4
5. Encoding of YANG Data Node Instances . . . . . . . . . . . . 6
5.1. The "leaf" Data Node . . . . . . . . . . . . . . . . . . 6
5.2. The "container" Data Node . . . . . . . . . . . . . . . . 7
5.3. The "leaf-list" Data Node . . . . . . . . . . . . . . . . 8
5.4. The "list" Data Node . . . . . . . . . . . . . . . . . . 8
5.5. The "anydata" Data Node . . . . . . . . . . . . . . . . . 10
5.6. The "anyxml" Data Node . . . . . . . . . . . . . . . . . 10
5.7. Metadata Objects . . . . . . . . . . . . . . . . . . . . 11
6. Representing YANG Data Types in XML Values . . . . . . . . . 11
6.1. Numeric Types . . . . . . . . . . . . . . . . . . . . . . 11
6.2. The "string" Type . . . . . . . . . . . . . . . . . . . . 11
6.3. The "boolean" Type . . . . . . . . . . . . . . . . . . . 12
6.4. The "enumeration" Type . . . . . . . . . . . . . . . . . 12
6.5. The "bits" Type . . . . . . . . . . . . . . . . . . . . . 13
6.6. The "binary" Type . . . . . . . . . . . . . . . . . . . . 13
6.7. The "leafref" Type . . . . . . . . . . . . . . . . . . . 14
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6.8. The "identityref" Type . . . . . . . . . . . . . . . . . 15
6.9. The "empty" Type . . . . . . . . . . . . . . . . . . . . 17
6.10. The "union" Type . . . . . . . . . . . . . . . . . . . . 17
6.11. The "instance-identifier" Type . . . . . . . . . . . . . 18
7. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 18
8. Security Considerations . . . . . . . . . . . . . . . . . . . 18
9. References . . . . . . . . . . . . . . . . . . . . . . . . . 18
9.1. Normative References . . . . . . . . . . . . . . . . . . 18
9.2. Informative References . . . . . . . . . . . . . . . . . 19
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . 20
Author's Address . . . . . . . . . . . . . . . . . . . . . . . . 20
1. Introduction
This document defines encoding rules for representing YANG
[I-D.yn-netmod-yang2] modeled configuration data, state data,
parameters of Remote Procedure Call (RPC) operations or actions, and
notifications defined using the Extensible Markup Language (XML)
[XML].
2. Terminology and Notation
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
"OPTIONAL" in this document are to be interpreted as described in
BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
capitals, as shown here.
The following terms are defined in [I-D.yn-netmod-yang2]:
* action
* anydata
* anyxml
* augment
* container
* data node
* data tree
* identity
* instance identifier
* leaf
* leaf-list
* list
* module
* RPC operation
* submodule
The following terms are defined in [RFC6241]
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* configuration data
* notification
* state data
3. Properties of the XML Encoding
This document defines XML encoding for YANG data trees and their
subtrees. It is always assumed that there may be one or more top-
level elements in XML-encoded configuration data and state data. RPC
operations and notifications contain a single top-level element.
Instances of YANG data nodes (leafs, containers, leaf-lists, lists,
anydata nodes, and anyxml nodes) are encoded as XML elements having
the name of the YANG data node. Section 4) defines how the name is
qualified with a namespace, and the following sections deal with the
value part. The encoding rules are identical for all types of data
trees, i.e., configuration data, state data, parameters of RPC
operations, actions, and notifications.
With the exception of "anydata" encoding (Section 5.5), all rules in
this document are also applicable to YANG 1.0 [RFC6020].
With the exception of anyxml and schema-less anydata nodes, it is
possible to map an XML-encoded data tree to other encodings, such as
the JSON encoding as defined in [RFC7951], and vice versa. However,
such conversions require the YANG data model to be available.
4. Names and Namespaces
An XML element name is always identical to the identifier of the
corresponding YANG data node.
All XML elements encoding YANG data are namespace qualified. The XML
default namespace is never used in YANG encoded data.
The namespace of an XML element is either inherited from its ancestor
or set using the "xmlns" attribute in the element.
The "xmlns" attribute may either set the XML default namespace or
define a prefix for the namespace. Note that the same XML may be
encoded differently by different implementations. For instance, the
following two XML documents are the same.
Document 1:
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Document 2:
The "namespace" statement of a module determines the namespace of all
data node names defined in that module. If a data node is defined in
a submodule, then the namespace of the main module is used.
A namespace MUST be set for all top-level XML elements and then also
whenever the namespaces of the data node and its parent node are
different.
For example, consider the following YANG module:
module example-foomod {
namespace "https://example.com/foomod";
prefix "foomod";
container top {
leaf foo {
type uint8;
}
}
}
If the data model consists only of this module, then the following is
valid XML-encoded configuration data:
54
Note that the top-level element sets the default namespace which
"foo" leaf inherits its parent container "top".
Now, assume that the container "top" is augmented from another
module, "example-barmod":
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module example-barmod {
namespace "https://example.com/barmod";
prefix "barmod";
import example-foomod {
prefix "foomod";
}
augment "/foomod:top" {
leaf bar {
type boolean;
}
}
}
Valid XML-encoded configuration data containing both leafs may then
look like this:
54
true
The "bar" leaf's element sets a new default namespace because its
parent is defined in a different module.
Explicit namespace prefixes are sometimes needed when encoding values
of the "identityref" and "instance-identifier" types. See
Section 6.8 and Section 6.11 for details.
To improve readability of XML, a client or server that generates XML
or XPath that uses prefixes SHOULD use the prefix defined by the
module as the XML namespace prefix, unless there is a conflict.
5. Encoding of YANG Data Node Instances
5.1. The "leaf" Data Node
A leaf node is encoded as an XML element. The element's local name
is the leaf's identifier, and its namespace is the module's XML
namespace (see Section 4).
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The value of the leaf node is encoded to XML according to the type
(see Section 6 for type encoding rules) and is sent as character data
in the element.
Example: For the leaf node definition
leaf foo {
type uint8;
}
the following is a valid XML-encoded instance:
123
5.2. The "container" Data Node
A container node is encoded as an XML element. The element's local
name is the container's identifier, and its namespace is the module's
XML namespace (see Section 4).
The container's child nodes are encoded as subelements to the
container element. If the container defines RPC or action input or
output parameters, these subelements are encoded in the same order as
they are defined within the "container" statement. Otherwise, the
subelements are encoded in any order.
Any whitespace between the subelements to the container is
insignificant, i.e., an implementation MAY insert whitespace
characters between subelements.
If a non-presence container does not have any child nodes, the
container may or may not be present in the XML encoding.
Example: For the container definition
container bar {
leaf foo {
type uint8;
}
}
the following is valid XML-encoded instance data:
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123
5.3. The "leaf-list" Data Node
A leaf-list node is encoded as a series of XML elements. Each
element's local name is the leaf-list's identifier, and its namespace
is the module's XML namespace (see Section 4). There is no XML
element surrounding the leaf-list as a whole.
The value of each leaf-list entry is encoded to XML according to the
type and is sent as character data in the element (see Section 6 for
type encoding rules).
The XML elements representing leaf-list entries MUST appear in the
order specified by the user if the leaf-list is "ordered-by user";
otherwise, the order is implementation dependent. The XML elements
representing leaf-list entries MAY be interleaved with elements for
siblings of the leaf-list, unless the leaf-list defines RPC or action
input or output parameters.
Example: For the leaf-list definition
leaf-list foo {
type uint8;
}
the following is a valid XML-encoded instance:
123
0
5.4. The "list" Data Node
A list is encoded as a series of XML elements, one for each entry in
the list. Each element's local name is the list's identifier, and
its namespace is the module's XML namespace (see Section 4). There
is no XML element surrounding the list as a whole.
The list's key nodes are encoded as subelements to the list's
identifier element, in the same order as they are defined within the
"key" statement.
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The rest of the list's child nodes are encoded as subelements to the
list element, after the keys. If the list defines RPC or action
input or output parameters, the subelements are encoded in the same
order as they are defined within the "list" statement. Otherwise,
the subelements are encoded in any order.
Any whitespace between the subelements to the list entry is
insignificant, i.e., an implementation MAY insert whitespace
characters between subelements.
The XML elements representing list entries MUST appear in the order
specified by the user if the list is "ordered-by user"; otherwise,
the order is implementation dependent. The XML elements representing
list entries MAY be interleaved with elements for siblings of the
list, unless the list defines RPC or action input or output
parameters.
Example: For the list definition
list bar {
key foo;
leaf foo {
type uint8;
}
leaf baz {
type string;
}
}
the following is a valid XML-encoded instance:
123
zig
456
zag
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5.5. The "anydata" Data Node
An anydata node is encoded as an XML element. The element's local
name is the anydata's identifier, and its namespace is the module's
XML namespace (see Section 4). The value of the anydata node is a
set of nodes, which are encoded as XML subelements to the anydata
element.
The anydata data node serves as a container for an arbitrary set of
nodes that otherwise appear as normal YANG-modeled data. A data
model for anydata content may or may not be known at runtime. In the
latter case, converting XML-encoded instances to other encodings,
such as JSON [RFC7951] may be impossible.
Note that any XML prefixes used in the encoding are local to each
instance encoding. This means that the same XML may be encoded
differently by different implementations.
Example: For the anydata definition
anydata data;
the following is a valid XML-encoded instance:
2014-07-29T13:43:01Z
fault
Ethernet0
major
5.6. The "anyxml" Data Node
An anyxml node is encoded the same as an anydata node. Please see
Section 5.5 for how the anydata node is encoded.
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5.7. Metadata Objects
Apart from instances of YANG data nodes, XML elements MAY contain XML
attributes for special purposes, such as encoding metadata [RFC7952].
The exact syntax and semantics of such members are outside the scope
of this document.
6. Representing YANG Data Types in XML Values
The type of the XML value in an instance of the leaf or leaf-list
data node depends on the type of that data node, as specified in the
following subsections.
All of the examples in this section use a YANG "leaf-list" solely as
means to illustrate multiple variations of the type.
6.1. Numeric Types
All numeric types (int8, int16, int32, uint8, uint16, uint32, int64,
uint64, and decimal64) are represented as a text value conforming the
to lexical representation for the type described in Section 9.2.1 of
[I-D.yn-netmod-yang2] and Section 9.3.1 of [I-D.yn-netmod-yang2] .
Example: For the "int16" type
leaf-list foo {
type int16;
}
the following is a valid XML-encoded instance:
4711
-123
0xf00f
-0xf
052
-052
6.2. The "string" Type
A "string" value is represented as character data conforming the to
lexical representation for the type described in Section 9.4.1 of
[I-D.yn-netmod-yang2].
Example: For the "string" type
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leaf-list foo {
type string;
}
the following is a valid XML-encoded instance:
This string is all on one line.
This string is:
- on more than one line.
- contains tab characters.
6.3. The "boolean" Type
A "boolean" value is represented as the corresponding literal name
"true" or "false".
Example: For the "boolean" type
leaf-list foo {
type boolean;
}
the following is a valid XML-encoded instance:
true
false
6.4. The "enumeration" Type
An "enumeration" value is represented as character data conforming
the to lexical representation for the type described in Section 9.6.1
of [I-D.yn-netmod-yang2].
Example: For the "enumeration" type
leaf-list foo {
type enumeration {
enum one;
enum two;
enum three;
}
}
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the following is a valid XML-encoded instance:
one
two
three
6.5. The "bits" Type
A "bits" value is represented as character data conforming the to
lexical representation for the type described in Section 9.7.2 of
[I-D.yn-netmod-yang2].
Example: For the "bits" type
leaf-list foo {
type bits {
bit zero;
bit one;
bit two;
}
}
the following is a valid XML-encoded instance:
zero
zero one
zero one two
6.6. The "binary" Type
A "binary" value is represented as character data conforming the to
lexical representation for the type described in Section 9.8.2 of
[I-D.yn-netmod-yang2].
Example: For the "binary" type
leaf-list foo {
type binary;
}
the following is a valid XML-encoded instance:
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SGVsbG8gQm9iCg==
SGVsbG8gQWxpY2UK
6.7. The "leafref" Type
A "leafref" value is represented as character data conforming the to
lexical representation for the type described in Section 9.9.4 of
[I-D.yn-netmod-yang2].
Example: For the "leafref" type
leaf-list status {
type leafref {
path "/my-leaf"; // assume current value is "up"
}
}
leaf-list ifname {
type leafref {
path "/my-list/key"; // assume current key values are
} // "eth0", "eth1", and "eth2"
}
leaf-list color {
type leafref {
path "/my-leaf-list"; // assume current values are
} // "red", "green", and "blue"
}
the following is valid XML-encoded instance data:
up
eth0
eth1
eth2
red
green
blue
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6.8. The "identityref" Type
A "identityref" value is represented as character data containing the
namespace qualified name of the referenced identity. As defined in
[XML-NAMES], namespaces are either explicitly qualified using a
prefix, or implicitly qualified using the default namespace for the
XML element that containing the identityref value.
Example: For the "identityref" type
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module example-crypto {
yang-version 1.1;
namespace "urn:example:crypto";
prefix ec;
identity symmetric-key-alg {
description
"Base identity used to identify symmetric-key crypto
algorithms.";
}
identity blowfish {
base symmetric-key-alg;
description
"Identity used to identify the 'blowfish' algorithm.";
}
}
module example-my-crypto {
yang-version 1.1;
namespace "urn:example:my-crypto";
prefix emc;
import example-crypto {
prefix ec;
}
identity aes {
base ec:symmetric-key-alg;
description
"Identity used to identify the 'aes' algorithm.";
}
leaf-list foo {
type identityref {
base ec:symmetric-key-alg;
}
}
}
the following is a valid XML-encoded instance:
ec:blowfish
x:blowfish
emc:aes
aes
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In the above example:
* The first element uses the prefix from the imported module, per
best practice.
* The second element uses a local prefix, as is allowed.
* The third element uses the prefix from the local module, per best
practice but, as before, a local prefix is allowed.
* The fourth element uses the default namespace, assuming it is
"urn:example:my-crypto".
6.9. The "empty" Type
An "empty" value is represented as an empty XML element.
Example: For the "empty" type
leaf foo {
type empty;
}
the following is a valid XML-encoded instance:
6.10. The "union" Type
A "union" value is represented as character data conforming the to
lexical representation for the type described in Section 9.12.2 of
[I-D.yn-netmod-yang2].
Example: For the "union" type
leaf-list foo {
type union {
type int32;
type enumeration {
enum "unbounded";
}
}
}
the following is a valid XML-encoded instance:
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16
32
64
unbounded
6.11. The "instance-identifier" Type
A "instance-identifier" value is represented as character data. All
node names in an instance-identifier value MUST be qualified with
explicit namespace prefixes, and these prefixes MUST be declared in
the XML namespace scope in the instance-identifier's XML element.
Any prefixes used in the encoding are local to each instance
encoding. This means that the same instance-identifier may be
encoded differently by different implementations.
Example: For the "instance-identifier" type
leaf-list foo {
type instance-identifier;
}
the following is a valid XML-encoded instance:
/ex:system/ex:services/ex:ssh
/ex:system/ex:services/ex:ssh/ex:port
/ex:system/ex:user[ex:name='fred']
/ex:system/ex:user[ex:name='fred']/ex:type
/ex:system/ex:server[ex:ip='192.0.2.1'][ex:port='80']
/ex:system/ex:service[ex:name='foo'][ex:enabled='']
/ex:system/ex:services/ex:ssh/ex:cipher[.='blowfish-cbc']
/ex:stats/ex:port[3]
7. IANA Considerations
8. Security Considerations
9. References
9.1. Normative References
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119,
DOI 10.17487/RFC2119, March 1997,
.
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[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
May 2017, .
[I-D.yn-netmod-yang2]
Watsen, K. and M. Björklund, "The YANG 2.0 Data Modeling
Language", Work in Progress, Internet-Draft, draft-yn-
netmod-yang2-00, 22 February 2026,
.
[XML] Bray, T., Paoli, J., Sperberg-McQueen, C., Maler, E., and
F. Yergeau, "Extensible Markup Language (XML) 1.0 (Fifth
Edition)", W3C Recommendation REC-xml-20081126, 26
November 2008,
.
[XML-NAMES]
Bray, T., Hollander, D., Layman, A., Tobin, R., and H.
Thompson, "Namespaces in XML 1.0 (Third Edition)", World
Wide Web Consortium Recommendation REC-xml-names-20091208,
8 December 2009,
.
9.2. Informative References
[RFC6020] Bjorklund, M., Ed., "YANG - A Data Modeling Language for
the Network Configuration Protocol (NETCONF)", RFC 6020,
DOI 10.17487/RFC6020, October 2010,
.
[RFC6241] Enns, R., Ed., Bjorklund, M., Ed., Schoenwaelder, J., Ed.,
and A. Bierman, Ed., "Network Configuration Protocol
(NETCONF)", RFC 6241, DOI 10.17487/RFC6241, June 2011,
.
[RFC7950] Bjorklund, M., Ed., "The YANG 1.1 Data Modeling Language",
RFC 7950, DOI 10.17487/RFC7950, August 2016,
.
[RFC7951] Lhotka, L., "JSON Encoding of Data Modeled with YANG",
RFC 7951, DOI 10.17487/RFC7951, August 2016,
.
[RFC7952] Lhotka, L., "Defining and Using Metadata with YANG",
RFC 7952, DOI 10.17487/RFC7952, August 2016,
.
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Acknowledgements
Substantial amounts of text in this document was copied from
[RFC7950] and [RFC7951]. The authors wish to thank Martin Björklund
and Ladislav Lhotka for authoring RFC 7950 and RFC 7951,
respectively.
Author's Address
Kent Watsen (editor)
Watsen Networks
Email: kent+ietf@watsen.net
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